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Assessing Desirability of Outcome States
Author Biographies
Introduction
Common Health Status Measures
Preference-Based Measures
Direct Utility Elicitation
Issues with Utiliy Assessment
Currently selected section: How are Utilities Used?
Utility and Health Status
Utility and Sociodemographic Factors
Computerized Utility Assessment
Catalogs of Utilities
Case Studies
Conclusions


Chapter 24: Assessing Desirability of Outcome States: How Are Utilities Used?
        

Utilities to measure health states are used in medical decision analyses and in cost-effectiveness analyses as described below.

Clinical Application of Utility Assessment

Utility assessment may be integrated into medical decision making with individual patients. For a description of applications of utility assessment "at the bedside," please see "Applying Utility Assessment at the Bedside" in Decision Making in Health Care: Theory, Psychology, and Applications (Goldstein and Tsevat, 2000).

A detailed discussion of patient preference assessment may be found in (Stiggelbout, 2000). Stiggelbout provides a detailed discussion of issues in choice of assessment method. She also discusses scaling problems that arise when comparing utilities elicited on a scale with "optimal health" or "perfect health" as the top of the scale (utility = 1) with utilities elicited on a scale with "absence of a particular disease" as the top of the scale. The chapter includes an approach to adjusting utilities to take account of scaling differences.

For an introduction to using decision models and utility assessment in genetic analysis, see (McConnell and Goldstein, 1999).

Utilities in Cost-effectiveness Analysis

A cost-effectiveness analysis calculates the ratio of additional net costs of a health care intervention to additional effectiveness (benefits) associated with the intervention compared with the next-best alternative (Weinstein and Stason, 1977). The health effects may be measured in life-years alone, or may include the quality of life in each year as a weighting factor, yielding quality-adjusted life years (QALYs).

Note that some authors refer to a CEA that uses QALYs as an outcome measure as a "cost-utility analysis." A quality-weighting factor (utility rating) of 1 indicates that a health state is equivalent to full health, while a quality-weighting factor of 0 indicates that a health state is equivalent to being dead. The QALYs associated with an intervention are estimated as the sum of the future expected life years weighted by the quality of life (expected utility) in each time interval. An intervention can increase the number of QALYs by changing the quality weighting (utility) even if it has no effect or a negative effect on survival; an intervention that improves symptoms can increase the expected utility.

The incremental cost-effectiveness ratio is calculated as the ratio between the incremental difference in costs associated with two alternative treatments to the incremental difference in QALYs associated with the alternatives. This ratio is defined only if the more expensive intervention is also more effective, since otherwise one choice would dominate the other.

The challenge of incorporating quality of life effects into CEAs arises from the difficulty in measuring the utility associated with the health states. The results of CEAs can be highly sensitive to the methods used to calculate utility.

The estimation of the quality weight for a given time period and treatment requires successfully completing two tasks:

  • Measuring the impact of the intervention on the distribution of health states, which requires completely characterizing the health states that are influenced by the treatment, and
  • Assessing the preferences (utilities) for these alternative states of health.

The two tasks are related but logically distinct. For example, specialized geriatric care may make the health state of dependency in an activity of daily living (ADL), such as incontinence or difficulty in transferring, less likely after an illness. Health status measurement quantifies the severity of the ADL impairment after an illness. Utility assessment quantifies the degree of desirability with which individuals view life with these ADL impairments. Some people view them as bothersome inconveniences, while others see them as devastating. Measuring these differences in valuation of the health states is the task of preference assessment.

For a discussion of variability in responses by method of assessment, see Hornberger et al. (Hornberger, Redelmeier et al., 1992).

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