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Assessing Desirability of Outcome States
Author Biographies
Introduction
Common Health Status Measures
Currently selected section: Preference-Based Measures
Direct Utility Elicitation
Issues with Utiliy Assessment
How are Utilities Used?
Utility and Health Status
Utility and Sociodemographic Factors
Computerized Utility Assessment
Catalogs of Utilities
Case Studies
Conclusions


Chapter 24: Assessing Desirability of Outcome States: Preference-Based Outcomes
        

In a preference-based approach, respondents assess the desirability of life in certain health states. The health state rated may be:

  • The respondent's own current health, as when ratings are done as an outcome measure in a clinical trial, or
  • A hypothetical state other than their own current health presented to respondents for rating.

The ratings are performed on a scale that is conventionally anchored at best possible health (equal to 1) and worst possible health or death (equal to 0). Ratings are then comparable across a wide variety of diseases, treatments, and outcomes.

The preference-based approach to health-related quality of life measurement is well-suited to decision analysis and cost-effectiveness analysis (CEA), where the value that the decision-maker places on outcomes is critical to the decision. This framework for decision-making is grounded in von Neumann Morgenstern VNM utility theory (von Neumann and Morgenstern, 1944). Utility theory for individual decision making has been expanded to application for health policy decisions through cost-effectiveness analysis (Garber, Weinstein et al., 1996).

Well-known techniques for preference-based rating of health states include: (Froberg and Kane, 1989).

  • The standard gamble (SG), and
  • The time trade-off (TTO).

These techniques are discussed in more detail later in this chapter (Section 5: Direct Utility Elicitation).

Examples of Preference-Based Utility Measures

There are two general approaches to ascribing utilities, or quality-of-life weights, to health states.

  • In direct utility assessment, utilities are elicited from respondents using methods such as TTO or SG.
  • In contrast, in health state classification systems the respondent's health status is ascertained, and then utilities assessed or derived mathematically from a reference group are mapped onto that health state.

The latter method is sometimes called indirect utility assessment, because the quality-of-life weights are not re-derived from each new subject, or multiattribute utility assessment, because it incorporates multiple domains of health.

Section 5 describes methods of direct utility assessment and health classification systems.

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